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NASDAQ OTC Listed Regulatory and Compliance Experts

Securities Lawyers Specializing in OTC Pink Tier Listings

 PHOENIX OTC SERVICES, Inc. will review all publicly available information about your Company and provide you with an analysis (at no charge) of what steps your Company can take to be in full compliance with SEC and OTC Markets “adequate public disclosure” requirements.

 

We offer a full range of corporate and compliance services to small cap and emerging-growth companies, including:

  • Assist your Management with preparation and filing of required disclosure documents to meet OTC Pink Tier requirements

  • Provide continuing services for Initial, Quarterly, Annual, and Current Report OTC Markets filings

  • Coordinate your Company's news releases and public disclosures with OTC Market's Disclosure & News Service

  • Coordinate required filings with your Company's legal counsel, accountant, and independent auditor

  • Assist Management with shareholder relations, proxy statements, and annual reports

  • Complete business valuation services, business plan updating, and financial forecasting services 

PUBLIC DISCLOSURE SERVICES

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SHAREHOLDER RELATIONSSERVICES

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CORPORATE LEGAL SERVICES

BUSINESS SERVICES

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What We Do

Peter B. BERKMAN

BIO
Having more than 30 years experience across the securities industry, residential real-estate arena and private entrepreneurship, I provide clients with pragmatic guidance and expertise to ensure the best possible outcome in every engagement.

EDUCATION
J.D. Estate Planning/Taxation/Securities Law

University of Miami School of Law 1981
B.B.A, Accounting/Finance 1977
Emory University
BAR LOCATION : State of Florida
Bar Number: 110330
Admittance: 5/28/2014
BAR LOCATION : American Bar Association

Bar Number: 02406424
CREDENTIALS:

-Federal Court, Middle District of Florida, Southern District of Florida

-Bankruptcy Court Federal District Court, Middle & Southern Districts, Florida

About Us