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We’ve been providing OTC-listed companies with regulatory and listing compliance guidance and outsourced legal services. Phoenix OTC Services team are fluent in SEC and OTC Markets disclosure and reporting best practices.


Through our affiliated law firm, Peter Berkman, Esq. PLLC, we offer a full package of legal services to our Emerging-Market clients

  • OTC Markets, SEC and Transfer Agent Legal Opinion

  • SEC Quarterly, Annual and Current Reports

  •  Information Statements and Proxy Statementso Secondary Offerings

  • Regulation “A” Offeringso State Blue Sky Compliance

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